BlueTie Compliance Solutions

Stay SEC & FINRA Compliant with Confidence

In today’s regulatory environment, businesses must ensure every communication, email, and record meets strict compliance standards. BlueTie provides a powerful compliance bundle product designed to simplify adherence to industry regulations without adding IT complexity.

Whether your organization is subject to SEC compliance solutions, FINRA compliance services, or other industry rules, BlueTie helps you meet requirements with secure archiving, monitoring, and reporting tools. With us, compliance isn’t just a box to check, it’s a seamless part of your business operations.

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Why Choose BlueTie for Compliance?

BlueTie’s compliance solutions are built for regulated industries that demand reliability, accuracy, and transparency. Here’s why companies trust us:

Share calendars, contacts and files with coworkers.

Industry-Specific Compliance

Tailored tools for SEC compliance solutions and FINRA compliance services to meet financial industry requirements.

Benefit from Webroot’s innovative file

All-in-One Compliance Bundle Product

Email archiving, monitoring, encryption, and reporting in a single solution, no multiple vendors or systems

Configure inbound spam and virus protection

Audit-Ready Reporting

Generate detailed logs and reports instantly for regulators and auditors.

Enable features customized

Affordable & Scalable

Compliance shouldn’t break your budget. BlueTie grows with your business without heavy IT overhead.

Store files you need “on the go” within your email folders.

Expert Support

Our compliance specialists provide guidance to keep your organization protected and prepared.

Get started! No risk — first 30 days free.

The BlueTie cloud-based suite is equal to pricey solutions and works the same way you’re used to. No learning curve. Plus, it’s flexible and scalable to grow with your business.

Key Features of BlueTie Compliance Bundle Product

Our compliance services combine everything you need to stay secure, audit-ready, and regulation-compliant:

Email Archiving & Retention

Automatically store all inbound and outbound messages in a secure, searchable archive.

FINRA-Compliant Storage:

Meet specific retention and supervision rules for financial institutions.

SEC Compliance Tools

Ensure communications align with recordkeeping and monitoring regulations.

Encryption & Security Controls

Protect sensitive financial and client data from unauthorized access.

Search & Discovery

Quickly locate emails and records during audits, investigations, or disputes.

Audit Logs & Reports

Track user activity and generate regulator-ready documentation.

How BlueTie Compliance Solutions Work

Our compliance tools integrate seamlessly with your business communication systems:

  1. Automatic Archiving: Every inbound and outbound email is stored securely and immutably.
  2. Retention Policies: Custom rules ensure compliance with SEC and FINRA requirements.
  3. Data Encryption: Sensitive messages are encrypted at rest and in transit.
  4. Monitoring & Alerts: Automated supervision flags potential risks or violations in real-time.
  5. Audit-Ready Access: Search, retrieve, and export records instantly when regulators request them.

Benefits of BlueTie’s SEC & FINRA Compliance Services

Choosing BlueTie means compliance becomes a strength, not a burden. Here’s how your business benefits:

  • Stay Regulator-Ready: Avoid costly penalties and investigations with audit-proof archiving.
  • Protect Sensitive Information: Encryption and security tools safeguard client trust.
  • Reduce Operational Burden: Automate compliance tasks that normally require heavy IT involvement.
  • Improve Transparency: Generate reports that demonstrate oversight and accountability.
  • Future-Proof Compliance: As regulations evolve, BlueTie updates your system automatically.

Who Can Benefit from BlueTie Compliance Solutions?

Our compliance bundle product is designed for organizations across regulated industries:

  • Financial Institutions & Broker-Dealers: Meet SEC and FINRA compliance services requirements.
  • Investment Firms & Advisors: Protect client communications and ensure recordkeeping.
  • Legal & Professional Services: Secure and archive communications for audits and disputes.
  • Small to Mid-Sized Businesses: Achieve enterprise-grade compliance without enterprise costs.
  • Agencies & Resellers: Offer compliance-ready email hosting as part of your service portfolio.

No matter your size, BlueTie ensures your compliance is never in question.

Schedule Your Business Email Consultation Today

See how BlueTie keeps your business connected, protected, and compliant.

BlueTie Business Email​

$ 6.99 Per Month

or save 10% by paying annually!

Personal Domains, Multiple Aliases, Unlimited Users
Calendar
Contacts
Task Management
10 GB Email & File Storage per user
POP, IMAP, SMTP
Spam & Virus Protection
Management Portal
100% Uptime Guarantee
Live Support
Archive Lite - Retention for 1 year

Client Testimonials

“The email services are exceptional and we really like working with the BlueTie staff. We can manage all of our accounts from one enterprise platform. We would highly recommend BlueTie.”
Whitney Hill
Carolina Web Consultants, Inc.
Premium FAQ Accordion

Frequently Asked Questions (FAQs)

What are SEC compliance solutions?

SEC compliance solutions are tools that ensure financial institutions follow Securities and Exchange Commission requirements for communication retention, monitoring, and reporting. BlueTie provides built-in features that make compliance seamless.

How do FINRA compliance services work with BlueTie?

Our FINRA compliance services include secure archiving, retention policies, and supervision tools that align with FINRA rules for broker-dealers and financial firms. This helps you stay compliant without manual effort.

What is a compliance bundle product?

A compliance bundle product combines multiple compliance features—archiving, encryption, monitoring, and reporting—into one solution. With BlueTie, you don’t need multiple vendors or platforms.

Can BlueTie help during an audit?

Yes. BlueTie provides quick search, retrieval, and export tools so you can respond to regulator requests instantly. Our system ensures your business is always audit-ready.

Do I need IT staff to manage BlueTie compliance solutions?

No. BlueTie is cloud-based and managed by our team, so you don’t need specialized IT resources. You simply set your policies, and we handle the rest.

Is BlueTie compliance scalable?

Absolutely. Whether you’re a small advisory firm or a large financial institution, BlueTie scales with your needs. Add users or adjust policies anytime with ease.

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